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Federal Register / Vol. 69, No. 7 / Monday, January 12, [removed]Notices provisions in debt securities and preferred stock. The Commission will also consider whether to propose amendments to Form N–1A with respect to the
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Document Date: 2004-06-09 14:28:36


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Company

Pacific Exchange Equities Inc. / PCX Equities / Bloomberg Tradebook LLC / Inet ATS Inc. / Securities Dealers Inc. / Pacific Exchange Inc. / Nasdaq Stock Market Inc. / /

Country

United Kingdom / /

Currency

USD / /

Facility

Nasdaq’s facility / /

IndustryTerm

electronic communications network / average processing time / average round-trip processing time / order execution algorithm / execution algorithms / order processing / voluntary tool / /

MarketIndex

Nasdaq stated that the / Nasdaq acknowledged that the / /

Organization

National Association of Securities Dealers / Securities and Exchange Commission / office of the Secretary / NASD / /

Person

Edward S. Knight / Jonathan G. Katz / Kim Bang / Alex Goor / John M. Yetter / Mary M. Dunbar / Jill M. Peterson / Response As / Tara Royal / Joshua Kans / /

/

Position

President / Head Trader / General Counsel / Secretary / broker-dealer / Assistant Director / Division / Vice President and Deputy General Counsel / Assistant Secretary / Executive Vice President / Assistant Director / Division of Market Regulation / /

Technology

execution algorithms / order execution algorithm / http / /

URL

www.nasdaqtrader.com / /

SocialTag