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Securities / Trade Repository / Dodd–Frank Wall Street Reform and Consumer Protection Act / Trade Information Warehouse / Depository Trust & Clearing Corporation / Commodity Futures Trading Commission / Clearing Corporation / Credit default swap / FpML / Financial economics / Finance / Financial system


DTCC Data Repository (U.S.) LLC– Application for Designation as a Trade Repository and Draft Order
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Document Date: 2014-07-31 10:53:56


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File Size: 308,26 KB

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Company

37 OSCB 7199 SROs / Trade Repositories (a) A / 37 OSCB 7192 SROs / Japan Japan DTCC Data Repository (Singapore) Pte Ltd / The Depository Trust & Clearing Corporation / DTCC Deriv/SERV LLC / Trade Repositories 13 / Clearing Agencies / 37 OSCB 7191 SROs / Trade Repositories (f) The Panel / SROs / The Warehouse Trust Company LLC / Trade Repositories S.11 CHIEF COMPLIANCE / 37 OSCB 7197 SROs / Marketplaces / DDR Systems / Deriv/SERV / Trade Repositories DDR Canada / United States United States DTCC Derivatives Repository Ltd. / 37 OSCB 7194 SROs / DTCC Data Repository (U.S.) LLC / 37 OSCB 7193 SROs / 37 OSCB 7195 SROs / 37 OSCB 7196 SROs / 37 OSCB 7198 SROs / Trade / Trade Repositories DDR Canada TR Application Letter / /

Country

Japan / United States / Canada / /

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Event

Person Communication and Meetings / FDA Phase / Business Partnership / /

Facility

Trade Information Warehouse / /

IndustryTerm

access to its services / legal and technological infrastructure / owned subsidiary / e.g. infrastructure / real-time solution / secure public internet connectivity options / risk management / finance / regulatory reporting solution / repository services / governmental/regulatory/legislative relationship management / external audit / financial services / financial market infrastructure / information technology / access protocols / batch file processing / data repository services / ancillary services / external auditor / web services / /

Organization

S.9 BOARD OF DIRECTORS / Ontario Securities Commission / Commodity Futures Trading Commission / Global Financial Markets Association / Audit Committee / Board of a Panel / International Swaps and Derivatives Association / G20 / European Union / Board of DDR / /

Person

Shaun Olson / Marisol Collazo / /

/

Position

counsel / Chief Executive Officer / counsel at the hearing / officer / chief compliance officer / CEO / Governor / chairman / director / Chief Executive Officer / Counsel / Chief Compliance Officer / Business Manager / and Systems Director / leader in financial services / The Chief Compliance Officer / representative / dealer / external auditor / Chairman of the Board / /

Product

Rulebook / Proposed Trade Reporting Services / Users / DDRs / User / SDR / /

ProvinceOrState

New / Ontario / /

Technology

information technology / access protocols / /

URL

http /

SocialTag