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Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / Business / Economics / Registered Investment Advisor / Financial economics / Finance / Investment


Government of the District of Columbia Vincent C. Gray, Mayor Department of Insurance, Securities and Banking William P. White Commissioner
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Document Date: 2014-08-21 21:41:29


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File Size: 147,26 KB

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City

Washington / DC / /

Currency

USD / /

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Facility

One Judiciary Square / /

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IndustryTerm

completed online registration form / Online registration / /

Organization

Examinations Division / U.S. Securities and Exchange Commission / District of Columbia Department of Insurance / Securities and Banking / Government of the District of Columbia Vincent C. Gray / Mayor Department of Insurance / Licensing Division / /

Person

Thomas Glassic / Brad Kunzweiler / William P. White / Regulation / Maurice Goff / Barack Obama / Theodore A. Miles / Closing Remarks Senayet Meaza / Licensing / /

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Position

Assistant Director / President / Assistant Director / Examinations / General Counsel / Commissioner / adviser / Investment Adviser / a.m. Investment Adviser / /

ProvinceOrState

Columbia Vincent C. Gray / Columbia Department / District of Columbia / /

Region

South Washington / /

URL

www.disb.dc.gov / /

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