Statement of CFA Director of Investor Protection Barbara Roper “Wall Street v The Fiduciary Duty and Core Investor Protections: Where We Are and What’s Ahead?” Institute for the Fiduciary Standard Press Briefing Se - Frank Press - Document - PDFSEARCH.IO

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	Statement of CFA Director of Investor Protection Barbara Roper “Wall Street v The Fiduciary Duty and Core Investor Protections: Where We Are and What’s Ahead?” Institute for the Fiduciary Standard Press Briefing Se Add to Reading List Document Date: 2014-09-12 14:40:22 Open Document File Size: 171,96 KB Share Result on Facebook Company CFA / / IndustryTerm advisory services / retirement planning / investment planning / logical regulatory solution / regulatory solutions / / Organization Institute for the Fiduciary Standard Press Briefing / SEC’s Investor Advisory Commission / SIFMA / U.S. Securities and Exchange Commission / Division of Trading and Markets / / Person Barbara Roper / Mary Jo White / Aguilar / Stein / / Position financial adviser / Chair / Director of Investor Protection / Commissioner / adviser / / SocialTag Business Investment 76th United States Congress Financial markets U.S. Securities and Exchange Commission Fiduciary Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Investment Advisers Act Law

Statement of CFA Director of Investor Protection Barbara Roper “Wall Street v The Fiduciary Duty and Core Investor Protections: Where We Are and What’s Ahead?” Institute for the Fiduciary Standard Press Briefing SeAdd to Reading List