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Government / 76th United States Congress / 73rd United States Congress / United States Securities and Exchange Commission / Securities Fraud Deterrence and Investor Restitution Act / Investment Advisers Act / Securities regulation in the United States / Securities Exchange Act / Securities Act / United States securities law / Law / Financial regulation


108TH CONGRESS " HOUSE OF REPRESENTATIVES 2d Session !
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Document Date: 2007-02-11 23:00:00


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File Size: 161,67 KB

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Company

UNDISTRIBUTED FUNDS / INSIDER TRADING / /

Country

United States / /

Currency

USD / /

IndustryTerm

toll-free telephone listing / state law impediments / law privilege / local law / telephone listing / legal services / securities law judgments / /

Organization

Comptroller of the Currency / LEASING AUTHORITY / CONGRESS / DISCLOSURE OF CERTAIN MATTERS OCCURRING BEFORE GRAND JURY FOR USE ENFORCING SECURITIES LAWS / Entitlement Authority / HOUSE OF REPRESENTATIVES / Board of Governors of the Federal Reserve System / New Budget Authority / AND CONTRACTING AUTHORITY / AUTHORITY OF COMMISSION / CONTRACTING AUTHORITY / Committee on Financial Services / HR475P1 / Federal Deposit Insurance Corporation / office of Thrift Supervision / Committee on Banking / Housing / and Urban Affairs / Securities and Exchange Commission / Congressional Budget Office / Senate / State court / /

Position

attorney / principal underwriter / officer / director / partner / / LEAD INDEPENDENT DIRECTOR / chairman / PRIVATE COUNSEL / broker / private legal counsel / investment adviser / investment adviser and the principal underwriter / independent director / representative / Attorney General / dealer / BROKER /DEALER / /

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