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Financial regulation / Government / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / United States / Securities Fraud Deterrence and Investor Restitution Act / Mutual fund scandal / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress


UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 8, 2014 ADMINISTRATIVE PROCEEDING
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Document Date: 2014-08-08 09:19:00

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File Size: 80,48 KB

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City

Delray Beach / /

Company

DDBO Consulting Inc. / TDI / DBBG / Sharpe Capital Inc. / Thought Development Inc. / Salomon Grey Financial Corp. / Minneapolis Company / /

Country

United States / /

Event

Judicial Event / /

Facility

United States District Court / /

Organization

Securities and Exchange Commission / United States District Court for the Southern District of Florida / /

Person

Jill M. Peterson / BRET A. GROVE / /

Position

broker / dealer / municipal securities dealer / municipal advisor / registered representative / dealer / investment adviser / Assistant Secretary / vice president / registered broker dealer / investment adviser / municipal securities dealer / /

ProvinceOrState

Florida / /

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