VaR / Mates Management Company Investment Fund Inc. / American Stock Exchange / LongchampR Inc / Giffen Industries Inc. / Ed / Mates Financial Services / Issuer Bell Television Inc. / ON OF RESTRICTED SECURITIES us / Blyth & Co / Zimmer Homes Inc. / Ramer Industries Inc. / NEEDHAM / Process Plants Corp / Oxford Financial Coniapn / Omega Equities Corporation / Longchamps Inc. / trading in Omega / /
Country
United States / /
Currency
USD / /
Event
Person Communication and Meetings / M&A / /
IndustryTerm
advisory management / bank loans / similar services / /
Organization
ND EXCHANGE COMMISSION / Division of Trading / Board of Ed / Trading mission / Securities and Exchange Commission / Omega's ~Dl Fund / /
Person
Sheldon Curtis / V. Freeman / Werner J. Kronstein / Stanley Sporkin / J. Klaris / / /
Position
vestment adviser / president / broker / rt / proprietor / inyestment adviser / president and a director of Fund / director certain non-public material shares / Chairman / director / Commissioner / investment adviser / treasurer / PROCEEDINGS NGS gitere Investment Adviser / registered investment adviser / registered representative / Porter / broker advisory service / ot.her officer / /
Investment Advisers Act Proceedings and Broker-Dealer Proceedings: Mates Financial Services, Mates Management Company, Frederick S. Mates