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Security / Mutual fund / Collective investment scheme / USAA / Financial adviser / Financial Industry Regulatory Authority / Securities and Exchange Commission / Regulatory compliance / China Insurance Regulatory Commission / Financial economics / Investment / Financial services


9800 Fredericksburg Road San Antonio, Texas[removed]April 10, 2006 VIA EMAIL TRANSMISSION
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Document Date: 2006-04-13 11:15:44


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City

Washington / DC / San Antonio / /

Company

Securities Dealers Inc. / USAA Investment Management Company / 1 The USAA Funds / NSCC / USAA Funds / /

Event

Business Partnership / /

Facility

Investment Company Institute / /

IndustryTerm

no-load retail funds / financial products / variable insurance products / brokerage software / software modifications / participant solution / investment products / Web Direct / banking / life insurance / possible proposed solutions / mutual fund supermarket / technology experts / software systems / /

Organization

United States Securities and Exchange Commission / Investment Company Institute / Securities Industry Association / Background United Services Automobile Association / National Association of Securities Dealers / /

Person

Morris / Re / Mark S. Howard / Eileen Smiley / /

/

Position

investment adviser / dealer / Senior Vice President / Secretary / Secretary / /

ProvinceOrState

Texas / /

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