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Financial economics / Stock market / Payment systems / Banking / Non-sufficient funds / Free riding / Financial Industry Regulatory Authority / Security / Bank / United States securities law / Finance / Business


Opinion of the Commission
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Document Date: 2008-07-25 15:51:40


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File Size: 600,26 KB

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City

Garden City / /

Company

FPL Energy Maine Hydro LLC / Charles Schwab / Audifferen / Euniverse Inc. / May Davis Group Inc. / S.G. Cowen Securities Corporation / Max Internet Communications Inc. / Prime Investors Inc. / Financial Industry Regulatory Authority Inc. / J.P. Turner / Burkhart / Wexler & Hirschberg / LLP / NYSE Regulation Inc. / Williams / /

Country

United States / /

Currency

USD / /

Event

Debt Financing / M&A / Bankruptcy / Person Communication and Meetings / Funding / Earnings Announcement / /

IndustryTerm

bank account / bank / bank account statements / bank statement / real estate industry / /

Organization

COMMISSION REGISTERED SECURITIES ASSOCIATION / Supreme Court / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / US Federal Reserve / Securities and Exchange Commission / Internal Revenue Service / NASD’s Department of Enforcement / Federal Reserve Board / NASD / /

Person

Anthony Tricarico / Keisha Williams / Carla Carloni / I. John D. Audifferen / Joseph Abbondante / James Wrona / Marc Menchel / David M. Levine / Donald M. Bickerstaff / John Thomas Gabriel / Norman B. Arnoff / Daniel D. Manoff / Laurie Jones Canady / Kirk A. Knapp / Michael Joseph Boylan / JOHN D. AUDIFFEREN / /

Position

broker-dealer / representative / dealer / dancer / registered representative / /

ProvinceOrState

New York / /

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