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Financial markets / Financial regulation / International Organization of Securities Commissions / Institutional investors / U.S. Securities and Exchange Commission / Christopher Cox / Drug Enforcement Administration / Securities Exchange Act / Exchange-traded fund / Financial economics / Investment / Finance


Microsoft Word - Draft ICI Letter on IOSCO DEA Proposal - FINAL
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City

Madrid / /

Company

NASDAQ Stock Market / /

Country

United States / /

Currency

USD / /

Facility

The Institute / Investment Company Institute / The Investment Company Institute / /

IndustryTerm

risk management / /

Organization

U.S. Securities and Exchange Commission / U.S. Treasury / Acting Co-Director Division of Trading / Investment Company Institute / FINRA / /

Person

Richard G. Ketchum / Paul Schott Stevens / Dan Gallagher / Christopher Cox / Tanzer / Ari Burstein Ari Burstein / James Brigagliano / Eva Mykolenko / /

/

Position

President and Chief Executive Officer / Counsel / Acting Co-Director / Chairman / Secretary General / Chairman & Chief Executive Officer / Co-Director / /

URL

http /

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