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Dodd–Frank Wall Street Reform and Consumer Protection Act / Government / Self-regulatory organization / Securities and Exchange Commission / Financial system / Investor Protection and Securities Reform Act / Gary J. Aguirre / Financial regulation / Corporate crime / U.S. Securities and Exchange Commission


U.S. Securities and Exchange Commission: A Roadmap for Transformational Reform SUMMARY OF RECOMMENDATIONS December 2011
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Document Date: 2014-10-15 16:14:00


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File Size: 4,28 MB

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City

Washington D.C. / /

Company

Seaboard / Boston Consulting Group / /

Continent

America / /

Country

United States / /

Event

Reorganization / /

Facility

BUILDING A NEW PROCEDURAL MODEL During / /

IndustryTerm

exemptive applications / outmoded regulatory systems / investment products / technology improvements / retrieval systems / /

Organization

Division of Investment Management / Congress / U.S. Chamber of Commerce / Division of Investor Protection and Retail Financial Services Regulation / Division of Market Oversight and Operations / office of Compliance Inspections and Examinations / Division of Corporation Finance / U.S. Securities and Exchange Commission / Division of Trading and Markets / U.S. Chamber of Commerce’s Center for Capital Markets Competitiveness / U.S. Chamber’s Center for Capital Markets Competitiveness / office of the Managing / /

Person

Jonathan G. Katz / Sunshine Act / Jonathan G. Katz Jonathan / /

Position

economist / Author / attorney / executive development program / Chief Operating Officer / Director the Division / Chief Transformation Officer / Executive for Enforcement / Chairman / President / Director / Chief Data Officer / Commissioner / director of the relevant program division / Permit defense counsel / David Hirschmann President and CEO / accountant / first-level supervisor / Secretary / Deputy Chairman for Management and Operations / Deputy Chairman / /

Technology

knowledge management / /

URL

www.uschamber.com/ccmc / /

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