Back to Results
First PageMeta Content
Economy of the United States / Financial Industry Regulatory Authority / Securities Exchange Act / Self-regulatory organization / U.S. Securities and Exchange Commission / Registered representative / Securities regulation in the United States / General Securities Principal Exam / New York Stock Exchange / United States securities law / Financial system / Financial regulation


SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]November 19, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change A
Add to Reading List

Document Date: 2014-11-20 10:07:03

Open Document

File Size: 171,26 KB

Share Result on Facebook

Company

Rule 2 Equities / NYSE Regulation Inc. / New York Stock Exchange LLC / Securities Dealers Inc. / FINRA Incorporated / Certain Financial Industry Regulatory Authority Inc. / MKT LLC / /

Event

Reorganization / M&A / Business Partnership / Labor Issues / /

Organization

I. Self-Regulatory Organization / National Association of Securities Dealers / Securities and Exchange Commission / Self-Regulatory Organization / FINRA / /

Position

registered representative / General / principal executive / sales manager / general counsel / director / General Securities Sales Supervisor / /

Product

NYSE Rule 401A / NYSE Rule 342.21 / /

URL

www.nyse.com / /

SocialTag