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United States securities law / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Registered Investment Advisor / Financial Industry Regulatory Authority / Financial adviser / Self-regulatory organization / Financial economics / Finance / Business


Broker-Dealer & Investment Adviser Counseling Gibson Dunn attorneys advise clients on the full spectrum of regulatory, business, and compliance issues confronting the securities industry. Our clients include global inve
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Document Date: 2014-04-21 11:25:21

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IndustryTerm

institutional and retail brokers / investment banking activities / corporate finance / /

Organization

U.S. Securities and Exchange Commission / FINRA / /

Person

Edward Sopher William Thomas / George Schieren Assisting / Brian Lane Washington / Edward Nelson / Counseling Gibson Dunn / Larry Zweifach / Barry Goldsmith Amy Goodman Brian / Amy Goodman Brian Lane / Mark Schonfeld / James Moloney Gibson Dunn / /

Position

Broker-Dealer & Investment Adviser / large trader / Broker / /

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