WAUKESHA / CINCINNATI / ABERDEEN / SERIES WHEATON / DALLAS / LISLE / CLASS BOSTON / SERIES OAKBROOK / SAN ANTONIO / BOSTON / NEW YORK / FUND BOSTON / WHEATON / WILLOW GROVE / COLUMBUS / SOMERS / CLASS MILWAUKEE / JERSEY CITY / DES MOINES / OAKBROOK / P JERSEY CITY / CHICAGO / NORCROSS / /
Company
HANCOCK JOHN SMALL CO / ADVISORS INNER CIRCLE FUND USFS FUNDS LTD / SERIES 860 QUALITY MUNICIPALS INCOME TR 17TH LTD / UNIT TR SERIES 943 VAN KAMPEN PRECIOUS METAL / Registered BARON / HANCOCK JOHN FUNDS / Pending-Cleared PRINCIPAL FUNDS INC / Registered PRINCIPAL FUNDS INC / Pending-Cleared CLAYMORE SECURITIES / WALL STREET DIGEST IRA FUND LTD / GOLDMAN SACHS / NEI 3 LLC / JPMORGAN / SAB EQUITY PARTNERSHIP / SERIES 860 QUALITY MUNICIPALS INCOME TR 18TH LTD / NUVEEN / SAB EQUITY PARTNERSHIP 2 LP / S&P / SAB EQUITY PARTNERSHIP 3 LP / DOW JONES / Pending-Cleared PRINCIPAL FUNDS INC INTERNATIONAL / ABERDEEN EMERGING / ZIEGLER EQUITY FUNDING GREENFIELDS LLC / SUBURBAN CHRISTIAN CHURCH LIGHTING SCIENCE GROUP CORP / /
Country
China / /
Currency
USD / /
Event
Dividend Issuance / /
Facility
Pending-Cleared MONUMENT / Cleared TX EX MUNICIPAL PORTFOLIO MONUMENT / Cleared PERONI GROWTH PORTFOLIO MONUMENT / /
Organization
LTD DURATION GOVERNMENT FUND BOSTON / LONE STAR REAL ESTATE FUND / DFI’s Securities Division / Securities Division / Christian Church / US LP / LONE STAR FUND / END FUND / /
$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRU WKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name WELLS REAL ESTATE