Washington / Philadelphia / Salvador / New York City / New York / /
Company
Knight Capital Americas L.P. / OTC Markets Group / STA Sponsorship / Ande Financial Services Aqua Equities Auerbach Grayson & Co LLC / Capital Janney Montogomery Scott Jayman Investments Jefferies & Company Inc. / Maxim Group LLC / National Stock Exchange / CIBC World / Cowen & Company LLC / STANY / PE Source Pershing LLC / ATS Limited / NYSE Amex / BNP-Paribas BNY Mellon Capital Markets LLC / Morgan Stanley / Securities Wipro Technologies Worldnet Consulting Wunsch Auction AssociatesLLC / Brean Capital LLC / SunAmerica Asset Management SunGard Sunrise Securities Corp. / Securities Liquidity Book Liquidnet Lithium Technologies Livevol Inc. / Nelson Law Firm LLC / UBS Financial Services Inc. / TD Ameritrade / BATS Global Markets Inc. / TerraNova Capital Equities Inc. / Citigroup / Yahoo! / PineBridge Investments Piper Jaffray Portware LLC / ESN North America Evercore Wealth Management EZX Inc. / ITG ITRS America Inc. / First New York Securities Franklin Advisory Services LLC / Macquarie Group Macro Risk Advisors LLC / Sanford Bernstein & Co. Inc. / J.P. Morgan / Morgan Keegan & Co. Inc. / Santander Investment Securities Inc. / Wells Fargo / FCC Investments Inc. / Raven Securities Raymond James RBC Capital / Goldman Sachs / ElevaTron LLC / ABN AMRO Clearing Chicago LLC / NYSE Euronext / CEO / Weild & Co. / Sponsors Event Sponsors* Gold Sponsors Bank / TMX Group / SpiderRock Stephens Inc. / Members / Bloomberg / Fidelity Capital / Credit Suisse / Options O’Neil Securities OTC Markets Group Inc. / Miller Tabak & Co. LLC / TATA Consultancy Services / Fidelity Investments / JP Morgan Securities / Wall Street Access WallachBeth Capital LLC / BNP Paribas / Sidley Austin / Mizuho Securities USA Inc. / Tower Research Capital Trade King TradingScreen Inc. / TFS Securities Inc. / BNY Mellon / FOX River Execution Solutions / MND Partners Montecito Advisors Inc. / Deutsche Bank / Edge Divine Capital Doshi Consulting Solutions Inc. / America Merrill Lynch FlexTrade Systems Inc. / Credit Suisse Cuttone & Co. / Goldman Sachs Group / Members’ Only Directory / Loeb Partners Corporation / OTC Link Paladyne Systems PDQ ATS Inc. / Seton Securities Group Societe Generale CIB SpeedRoute LLC / LLC Alden Global Capital LLC / vFinance Investment Inc. / JP Morgan Asset Management Kading Companies S.A. / Prime Executions Inc. / VE Capital Management LLC / USA Nigerian Stock Exchange Nomura Northeast Arbitrage LTD / STA LinkedIn Groups / LLC Scotiabank SEB Enskilda Inc. / Toro Trading LLC / CastleOak Securities L.P. / Rosenblatt Securities Inc. / Citi Electronic Markets Second / StockCross Financial Services Inc. / Barclays / Morgan Stanley MTD Compliance Advisor LLC / UBS & UBS Investment Bank ULLINK Inc. / The NASDAQ OMX Group Inc. / Fidelity Investments Fidessa Firm 58 Inc. / Penson Financial Services Inc / Triad Securities Two Sigma Securities TYJS Group LLC / C Trading Canaccord Genuity Securities Cantor Fitzgerald & Co. / Wells Fargo Securities / Robert W. Baird Stock Cross Financial Services Inc. / BMF USA INC / Management Thomson Reuters Title Trading TMX - Toronto Stock Exchange / Equity Trading / TradingScreen Inc. / MLV & Co. / Deutsche Bank Diamond Carter Trading Direct Access Partners LLC / Bank of America Merrill Lynch / Livevol Inc. / Revolution Investment Management Robert W. Baird & Co Inc. / First Investors Management Co. / Citadel First / Benjamin & Jerold Brokerage BlackRock Bloomberg LP / BATS Global Markets BNP Paribas Citadel Cowen & Company / Tradition Asiel Securities Inc. / International Funds / NYSE Amex Options O’Neil Securities / Petrus Partners Phoenix Partners Group LP / Algo Partners Allen & Company / ITG Canada / Grant Thornton LLP / Jensyn LLC / Merrill Lynch / Instinet Integral Derivatives LLC / The Williams Capital Group / Bank of America / Vandham Securities Corp. / Citadel Executions Services LLC / Meridian Equity Partners Merlin Securities MetraTech Corp. / BondHawk Systems Bonwick Capital Partners Bowers Securities Inc. / Benchmark Company / DSM Capital Partners DTCC EarlyBird Capital Inc. / Equities / Cowen & Company / LLC / Jones Trading Jordan / W.P. Stewart & Co. Inc. / Advisors LLC Bank of America Merrill Lynch / Ladenburg Thalmann & Co. / Weeden & Co. Wellington Shields & Co. / Citi Electronic Markets Citigroup / Partners L.P. / Transaction Services U.S. / XP Securities LLC / CME Group / Abel Noser Corp. / NASDAQ OMX National Stock Exchange Neuberger Berman LLC / Guggenheim Partners Hamilton Executions Hardcastle Trading USA LLC / iGATE Imperial Capital LLC / SunGard / GSET Americas / Headlands Trading James J. Angel / Raptor Trading System Joseph Ricciardi / FX Quant / Senior US / TradingScreen Matt / OTC Link & MD / BTG Pactual Stephen Sachs / NYSE Euronext John Melloy / /
Continent
America / Americas / /
Country
United Kingdom / United States / / /
Event
Business Partnership / /
Facility
University of Pennsylvania Mary Ann Bartels / FINRA’s Consolidated Quotation Facility / /
IndustryTerm
educational and networking events / dependent care insurance / advertising goals / brand exposure / opportunities to network / /
OperatingSystem
XP / /
Organization
Wharton School / USA INC / University of Pennsylvania / Investment Industry Regulatory Organization / Options Industry Council / Security Traders Association / U.S. Securities and Exchange Commission / FINRA / Federal Communications Commission / Global Markets Institute / Security Traders Association of New York / Co. MND / /
Person
Dan Kessous / Brendon Weiss / Steve S. Great / Gordon S. Gary / Simon Spenser / Richard Ross / James J. Angel / Jon Werts / Brad Vopni / Auerbach Grayson Hugo Rubio / Paul Daley / Paul Richards / Jeffrey Cooper / Michael Santoli / Kevin Sampson / David Weild / Sr. / Dennis Gartman / Gregg D. What / Beth Hamburger / Steve Nelson / Yasmin Landy / Harish Devarajan / Charles Lyon / Alan Grigoletto / Paul Karrlsson-Willis / Sean Owens / Philippe Buhannic / Conferences Matt Andresen / Kevin Murphy / Joshua M. Brown / James Duncan / Mara / Mark Kuzminskas / Deanna Dobrowsky / Pat L. Pat / Patricia Koetzner / Canaccord Genuity / Bill / Forbes Ismael Santiago / Jr. / DataSift Tom Keene / Julie El-Taher / Eugene Choe / Sean Klinkowize / Keller Reid / Eric Hochman / Brett Redfearn / Edward L. Provost / Thomas Parry / Mani Singh / Dominic Chu / James Hyde / Ron Hooey / Louis M. Congrats / Thomas Fasano / Phil Mackintosh / Paul Weisbruch / Arthur D. Cashin / Jr. / Todd Lopez / David LaValle / Christopher Isaacson / Kevin Walsh / Joseph Mecane / Christopher Nagy / Portfolio Strategies / Pactual Stephen Sachs / Chris Hempstead / Eric W. Noll / Gregory Treacy / Constantine Skondras / Greg Tusar / Doug Clark / Marcelo Gualda / Larry Tabb / R. Cromwell Coulson / Peter Wilson / Brad Hintz / Teddy Lardos / Abby Joseph Cohen / Mike Modeski / Barry Hickman / Nick Cherney / Alejandro Chávez Eguía / James Brigagliano / L. Pat Armstrong / Joseph Weisenthal / Marty Mannion / James Deighton / Nicholas DeMaria / Stan Thurley / Tony Dwyer / Michael Modeski / Palma / Passarella / Matt Carpenter / Kevin Sweeney / / /
Position
Reformed Broker / Managing Director / Equities / Advisor / Executive Director / Vice President / Managing Director / Head of U.S. Option Electronic Execution / Director / Equities / Director of Education / Equity Research Analyst / Chief Equity Strategist / Canaccord / CEO / Managing Director / Head / Senior Vice President / NASDAQ OMX / Managing Director / Treasurer / Director / Fixed Income / Managing Director / Head of International AES / Director of ETF Execution / Editor / Portfolio Manager / Head of Market Structure Strategy / speaker / Vice President / Head of Agency Trading / Head Trader / Managing Director and Director of Floor Operations / Vice President / Legal and Government Affairs / SVP / Chief Operating Officer / Head of Capital Markets / Executive Editor / Business Insider / Representative / NYC / Vice President / Business Development & Strategy / Independent Journalist / Chief Investment Officer / Vice President / Head of International Trading / Financial Advisor / Fusion Analytics / Director / INTL FCStone Securities / Managing Director / Institutional FX / President / Director / Credit Suisse / Jr. / Vice President / Executive Producer / Carpenter / Head of Intrinsic Value / Managing Director of Research / Head / Aqua Equities Secretary / Managing Director International Trading / Senior Investment Strategist / CEO / OTC Markets Group / Executive Vice President / Chief Business Development Officer / CEO / Chi-X Canada / Head of International AES Americas / Director / Institutional FX Options / Head of Electronic Execution Derivatives Products / Senior Equity Trader / Broker Dealer Execution / Banker / Managing Director and Head / Co-Head / EVP / Senior Columnist / Director Order Routing Sales & Strategy / Managing Director / Head of Trading / Vice-President / Co-Founder / Chairman & CEO / Head of International Electronic Sales / Managing Director and Co-head / Head of Product Development / Global Technical Strategist / Senior Vice President / Two Sigma Securities / Chief Operating Officer / Chairman / Managing Director Financial Institutions Group / Managing Director / CIO / Head of Agency Trading and Execution Services / Director / Vice President / Market Regulation Policy / Head Trader / Philadelphia International Advisors / VP of ETF/Index Sales and Trading / Executive Vice President / CEO / The Tabb Group / Co-Chief Executive Officer / Columnist / Reporter / Executive Director Global Prime Services Investment Bank / Head of Intrinsic Value / Trader / Chief Equity Strategist / Vice President / Business Development & Strategy / Senior Columnist / Finance / Americas Head of Market Structure Strategy / Vice President / Livevol / Equity Research Analyst / Sanford Bernstein & Co. / Vice President / Market Regulation Policy / Head of FX Distribution Americas / /
Security Traders A ssociation of New York 2014 Brochure