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Financial services / Funds / Unit investment trust / Advisors Asset Management / Mutual fund / Guggenheim Partners / Investment Company Institute / Financial adviser / Morgan Stanley / Financial economics / Investment / Finance


 AUGUST 2014 Unit Investment Trusts — Features, Costs and Compensation
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Document Date: 2015-01-28 15:27:03

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File Size: 595,91 KB

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Company

Morgan Stanley Smith Barney LLC / Invesco / Your Financial Advisor Are Compensated When You / Morgan Stanley / Many UITs / Guggenheim Funds / UITs / Financial Industry Regulatory Authority / /

Currency

USD / /

Event

M&A / /

Facility

Investment Company Institute / /

IndustryTerm

retail sales / /

Organization

Investment Company Institute / Securities Industry and Financial Markets Association / Securities and Exchange Commission / /

Person

Are Compensated / Van Kampen / /

Position

Conferences Financial Advisors / Financial Advisor / Financial Advisors / tax advisors / qualifying Financial Advisors / dealer /  Advisors / Your Financial Advisor / /

Product

UITs Sponsored / /

URL

www.SEC.gov / www.SIFMA.org / www.FINRA.org / www.ICI.org / /

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