Nanopierce Technologies Inc. / The Depository Trust Company / State Bank Supervisors / NASAA President 2006 / Blue Flame Energy Corp. / Clearing Corporation / NASAA Amicus Brief California / American Funds Distributors Inc. / NASAA’s Corporation / Karen Tyler NASAA / Securities Daphne Smith / New York Stock Exchange / National Securities Clearing Corporation / The Depository Trust / Coordination And Cooperation NASAA / Texas Securities / North Carolina Deputy Securities / /
Continent
Americas / /
Country
Puerto Rico / Mexico / United States / Canada / /
Currency
USD / /
Event
Product Issues / /
IndustryTerm
financial products / state law / corporation finance / state insurance regulators / pervasive financial product / Internet Enforcement Litigation Forum / federal banking regulators / suitable and unsuitable investment products / Online Resources Awareness / investment products / /
Organization
Senate committee / AARP / National Governors’ Association / Financial Planning Association / Federal Legislation Committee / International Organization of Securities Commissions / Corporate Office / U.S. District Court of Appeals / Committee on Aging / Senior Investor Resource Center / Consumer Federation of America / House / U.S. Securities and Exchange Commission / National Association of Attorneys General / Senate / United States Senate / Congress / North American Securities Administrators Association / New Jersey Bureau of Securities / Training Board of Directors / Council of Securities Regulators / District of Columbia Bureau of Securities / U.S. Senate Special Committee on Aging / National Association of Secretaries of State / Council of Securities Regulators of the Americas / Ohio Department of Commerce / Securities and Exchange Commission / NASD / /
Person
David Massey / Regulation / Patricia Struck / Matt Neubert / Christopher Cox / Theodore Miles / Denise Voigt Crawford / Herb Kohl / Franklin Widmann / Tanya Solov / Joseph Borg / Michael Stevenson / Bush / Joseph P. Borg Alabama / Patricia D. Struck Wisconsin / /
Position
Investment Adviser Public Disclosure / President / Director of Securities / mandatory industry representative / Broker-Dealer / Director of Illinois Securities / Tennessee Assistant Commissioner / Chairman / Director / Commissioner / Investment Adviser / Administrator / attorney/investigator / and joint regulatory issues / chair / Securities Director / adviser / /
Product
dreams / /
ProvinceOrState
Kansas / Columbia Bureau / Columbia Circuit / District of Columbia / California / /
NASAA Year In Review[removed]A dva n c in g a L e g a c y o f I n v e s t o r P r o t e c t i on No r t h A me ri c an Se c u ri t i es A d mi n i st rato rs A sso ci at i o n