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Financial system / Crédit Agricole / Newedge Group / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Commodity Futures Trading Commission / Futures contract / Clearing house / Over-the-counter / Financial economics / Finance / Systemic risk


OVERVIEW AND COMPLEXITY OF CHANGING REGULATORY REQUIREMENTS Eileen T. Flaherty Global Head of Compliance and Financial Crime Prevention
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Document Date: 2013-12-11 16:43:37


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City

New York / /

Company

Newedge USA LLC / OTC / Newedge Group SA / Newedge UK Financial Limited / /

Country

United States / United Kingdom / /

IndustryTerm

brokerage services / bank / cash products / delegated reporting services / over-the-counter products / /

Organization

CME / Financial Conduct Authority / FRB / Futures and Options Association / European Union / NFA / U.S. Securities and Exchange Commission / FINRA / /

Person

Eileen T. Flaherty / /

Position

Global Head / COB / executing broker / global broker / swap dealer / asset manager / executing and clearing broker / EMIR / /

ProvinceOrState

South Dakota / /

Technology

2013 ISDA DF Protocol / /

SocialTag