J.P. Morgan Securities LLP / MSRB / Banc of America Securities LLP / See Bloomberg L.P. / UBS Financial Services Inc. / Bloomberg / Financial Industry Regulatory Authority / J.P. Morgan Securities Inc. / /
Country
United States / /
Currency
USD / /
Event
Debt Financing / /
IndustryTerm
retail market / municipal financial products / market information systems / inferior services / retail investors / retail trades / municipal advisor examination working / /
Organization
Nominating Committee / Commodity Futures Trading Commission / Internal Revenue Service / Department of Justice / Municipal Securities Rulemaking Board / Congress / G-20 / Public Majority Board of Directors / Consumer Protection Act and Investor Protection By Lynnette Kelly Hotchkiss Municipal Securities Rulemaking Board / MSRB’s EMMA / Securities and Exchange Commission / Expanded Mission / /
Person
Shelby / Lynnette Kelly Hotchkiss / Johnson / /
Position
advisor / Good morning Chairman / advisors / entrylevel municipal advisors / municipal advisors / swap dealer / dealer and municipal advisor / underwriter / official / independent representative / registered municipal advisors / municipal advisor / Major / dealers and municipal advisors / dealer / /
Testimony on Enhanced Investor Protection After the Financial Crisis— MSRB’s Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Investor Protection By Lynnette Kelly Hotchkiss Municip