| Document Date: 2013-05-20 04:33:12
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Company Number/percentage Bank / / Country United States / United Kingdom / / Event Product Issues / Person Communication and Meetings / / IndustryTerm media perception / financial products / financial services / bank / investment banks / insurance / internal systems / mortgage brokers / finance / false accounting / retail arm / / Organization office of Fair Trading / HMRC / Financial Conduct Authority / US Federal Reserve / Serious Fraud Office / Information Commissioner’s Office / Financial Services Authority / Financial Reporting Council / NHS / Securities and Exchange Commission / PCaW / / Person Cathy James / Gordon Lawyers / Job Role / Andrew Parsons / Francesca West / Sumita Datta / Samantha Mangwana / Job Role Percentage / Slater / / Position coming forward / Fraud Specialist / Financial Advisor / functions and internal reporting line/nominated officer / executive / director / financial advisors / Chief Executive Public Concern / designated officer / assistant manager / line manager or senior management positions / compliance officer / manager / closer day-to-day monitoring / Manager / Director / Employment Lawyer / Independent Financial Advisor / Director of Policy & Andrew Parsons Policy / line manager / Executive / Policy Officer Public Concern / paralegal / executive / director or partner position / leader / assistant manager / representative / Auditor / accountant / Consultant / Analyst / messenger / financial advisor / accountant / lawyer / / Product whistleblowing arrangements / /
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00 Foreword This report on whistleblowing in the financial services industry follows on from a detailed review of calls to Public Concern at Work’s confidential advice line. We analysed 320 calls from workers in the f