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A r e Yo u a n I n f o r m e d I n v e s t o r ? Financial Service Providers Whether you are just starting a retirement fund or need additional help with growing and managing your money, you may benefit from selecting a
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Document Date: 2013-05-01 15:40:02


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City

Des Moines / /

Company

Financial Industry Regulatory Authority / Standards Inc. / /

IndustryTerm

financial products / proposed financial product / investment services / investment products / life insurance / particular financial products / /

Organization

North American Securities Administrators Association / U.S. Securities and Exchange Commission / CFP Board / Iowa Insurance Division / /

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Position

broker and investment adviser / Broker-Dealer Agents Investment Adviser Representatives Broker-dealer / investment manager / investment counsel / investment adviser representative / Certified Financial Planner Board / broker / investment adviser / wealth manager / or portfolio manager / broker / broker / investment adviser / financial planner / asset manager / wealth manager / investment adviser / investment adviser / financial planner or any combination thereof / investment counsel / asset manager / term broker-dealer / term investment adviser / gov. Financial planners / stockbroker / financial consultant / financial adviser / Investment Adviser Public Disclosure website / financial consultant / financial adviser / investment consultant / registered representative / broker / stockbroker / financial consultant / investment adviser and the investment adviser representative / financial planner / certified financial planner / adviser / /

ProvinceOrState

Iowa / /

URL

www.adviser.info.sec.gov / www.finra.org/investors/toolscalculators/brokercheck / www.nasaa.org / www.iid.state.ia.us / www.cfp.net / /

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