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Enhancing Canadian Competitiveness by Reforming the Way Securities are Regulated in Canada The Canadian Bankers Association’s
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Document Date: 2010-05-21 13:34:51

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City

New York / Implementing Principles / New York City / /

Company

Provincial/Territorial Securities / S co / Structural Reforms Support Content Reforms Capital / Canadians / Inter-Provincial Securities / Pilkington / Way Securities / /

Country

Germany / Netherlands / Italy / Belgium / France / Japan / United States / Canada / United Kingdom / China / Finland / Ireland / Denmark / /

Currency

GBP / USD / /

Event

FDA Phase / /

IndustryTerm

local law enforcement authorities / chartered banks / technology integration / foreign bank subsidiaries / continual communications / securities law enforcement / exemption applications / retail investors / foreign bank / financial services / registration applications / life insurance / /

Organization

IOSCO / National Science Foundation / International Monetary Fund / Financial Services Authority / Bank of Canada / Financial Institutions Supervisory Committee / OECD / United States Senate / Task Force / federal government / Council of Ministers of Securities Regulation / G7 / Organization of Economic Cooperation and Development / Wise Persons’ Committee / Australian Securities and Investment Commission / Securities and Exchange Commission / Canadian Bankers Association / /

Person

Nick LePan / Marilyn L. Pilkington / /

Position

counsel / driver of economic growth / RCMP Commissioner / Governor / manager requirements / Commissioner / dealer / adviser / Chair / dealer / Superintendent of Financial Institutions / /

Product

Passport / /

ProvinceOrState

Alberta / Northwest Territories / Quebec / British Columbia / Nova Scotia / Ontario / /

RadioStation

CBA / /

Technology

av / ASIC / /

URL

www.rcmp-grc.gc.ca/imets/report_lepan2007_e.htm / www.cba.ca / www.imf.org/external/pubs/ft/scr/2008/cr0859.pdf / www.nyc.gov/html/om/pdf/ny_report_final.pdf / www.securitiescanada.org/2004_0930_action_plan_english.pdf / www.tfmsl.ca/docs/V6 / www.ic.gc.ca/epic/site/cprp-gepmc.nsf/en/h_00040e.html / www.securitiescanada.org/2008_0122_progress_report_english.pdf / /

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