<--- Back to Details
First PageDocument Content
Economy / Finance / Financial markets / Money / Direct Edge / Consolidated Tape Association / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Broker-dealer / Schedule TO / Market data
Date: 2016-05-17 13:03:51
Economy
Finance
Financial markets
Money
Direct Edge
Consolidated Tape Association
Securities Exchange Act
U.S. Securities and Exchange Commission
Securities regulation in the United States
Broker-dealer
Schedule TO
Market data

OMB APPROVAL OMB Number: Estimated average burden hours per response

Add to Reading List

Source URL: cdn.batstrading.com

Download Document from Source Website

File Size: 235,33 KB

Share Document on Facebook

Similar Documents

Finra Rule 5320 Disclosure Rule 5320 generally provides that a broker-dealer that accepts and holds an order in an equity security from its own customer or customer of another broker-dealer is prohibited from trading tha

Finra Rule 5320 Disclosure Rule 5320 generally provides that a broker-dealer that accepts and holds an order in an equity security from its own customer or customer of another broker-dealer is prohibited from trading tha

DocID: 1xUX8 - View Document

Burton-Taylor INTERNATIONAL CONSULTING LLC Competitor Share Analysis Samples Insurance Broker/Dealer Earnings

Burton-Taylor INTERNATIONAL CONSULTING LLC Competitor Share Analysis Samples Insurance Broker/Dealer Earnings

DocID: 1uRDl - View Document

Protecting Vulnerable Adults from Financial Exploitation: A Guide for Alabama Broker-Dealer and Investment Adviser Firms Introduction Demographers predict that in sixteen years, the United States will be home to 72 milli

Protecting Vulnerable Adults from Financial Exploitation: A Guide for Alabama Broker-Dealer and Investment Adviser Firms Introduction Demographers predict that in sixteen years, the United States will be home to 72 milli

DocID: 1uzFk - View Document

Protecting Vulnerable Adults from Financial Exploitation: A Guide for Alabama Broker-Dealer and Investment Adviser Firms Introduction Demographers predict that in sixteen years, the United States will be home to 72 milli

Protecting Vulnerable Adults from Financial Exploitation: A Guide for Alabama Broker-Dealer and Investment Adviser Firms Introduction Demographers predict that in sixteen years, the United States will be home to 72 milli

DocID: 1uyiw - View Document

NASAA Broker-Dealer SectionIRA Rollover Report

NASAA Broker-Dealer SectionIRA Rollover Report

DocID: 1u0pZ - View Document