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All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name SENECA GLOBAL FUND LP
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Document Date: 2014-09-15 09:40:07


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File Size: 34,39 KB

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City

DENVER / Registered Okemos / GREENFIELD / FITCHBURG / SAN FRANCISCO / BROOKFIELD / LISLE / HOUSTON / HAUPPAUGE / DOWNERS GROVE / THIENSVILLE / SAN ANTONIO / Birmingham / BOSTON / NEW YORK / Duncansville / PHILADELPHIA / WHEATON / CAMBRIDGE / Milford / INSTITUTIONAL COLUMBUS / MOUNTAIN VIEW / CHICAGO / SCHERTZ / /

Company

NORTH AMERICAN SHALE ENERGY FUND LP / CHRIST INC / Registered Camp Bow Wow Franchising Inc. / IDENTITY AUTOMATION INVESTMENT PARTNERS LLC / Registered RBB FUND INC / NEUROVANCE INC / SIERRA INCOME CORP / US HEALTHCENTER INC / Securities Division Firm Name SENECA GLOBAL FUND LP / LIM INNOVATIONS INC / PORTFOLIOS SERIES 1214 INCOME & TREASURY LTD / Registered GLENMEDE FUND INC / MERRILL LYNCH / Filed TIDAL PETROLEUM INC / Filed TOSK INC / EATON VANCE / PF NORTHWOOD CO INVESTOR LLC / Filed UNIVERSAL CAPITAL MANAGEMENT INC / ENVIRO WATER MINERALS CO INC / INVESCO UNIT TR SERIES 1471 GLOBAL / VIRTUS / Registered Hoss's Franchise Corporation Inc. / File Number Status Goldfish Swim School Franchising LLC / DOW JONES / MD PIZZA LLC / Franchising LLC / GIGA ENTERTAINMENT MEDIA WALNUT CREEK INC / /

Event

Dividend Issuance / /

Facility

Pending-Cleared MONUMENT / /

NaturalFeature

WALNUT CREEK / /

Organization

CO INC / DFI’s Securities Division Firm Name CAMP CREEK CHURCH OF CHRIST INC Location Date Received File Number Status ATLANTA / Pending-Cleared INVESCO UNIT / DFI’s Securities Division / /

Person

ABBEY WILMINGTON / RICHARD BERNSTEIN / SHERIDAN DEVELOPING / /

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Position

ADVISORS QUALITY INCOME PORTFOLIO SERIES / Status ADVISORS / ADVISORS GLOBAL DIVIDEND KINGS SERIES / Registered ADVISORS / /

Product

Status INVESCO UNIT TR SERIES 1472 / Status INCAPITAL UNIT TR SERIES 54 / /

ProgrammingLanguage

C / /

ProvinceOrState

Illinois / /

RadioStation

CORE / /

SocialTag