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Collective investment schemes / Financial services / Alternative investment management companies / Invesco / AllianceBernstein / Security / Closed-end fund / Bond fund / Financial economics / Investment / Funds


All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name
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Document Date: 2014-10-06 09:57:24

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City

WHEATON / SERIES WHEATON / SEATTLE / LISLE / LAKEWOOD / CLASS CHICAGO / FUNDS JERSEY CITY / DOWNERS GROVE / CHIGACO / DES MOINES / BOSTON / NEW YORK / CHICAGO / BREA / ARLINGTON / /

Company

NORTHERN INSTITUTIONAL FUNDS / THOMSON REUTERS VENTURE CAPITAL FUND CLASS A NEW YORK / BEN FRANKLIN FINANCIAL INC / NUVEEN / ALLIANCEBERNSTEIN CAP FUND INC / GREAT WEST FUNDS INC / DEUTSCHE EMERGING MARKETS FRONTIER FUND / THOMSON REUTERS / Registered DEUTSCHE INTERNATIONAL FUND INC / INVESCO / RUSSELL INVESTMENT CO / Registered PRINCIPAL FUNDS INC / Pending-Cleared PRINCIPAL FUNDS INC / LIGHTSTONE REAL ESTATE INCOME TR INC / INVESTMENT CO / STONE HARBOR EMERGING / /

Country

COLUMBIA / /

MarketIndex

DOW 10 / Dow 30 / /

Organization

SHARES SHAWNEE MISSION / ALLIANCEBERNSTEIN CAP FUND INC ALLIANCEBERNSTEIN LONG SHORT MULTI MANAGER FUND / EMERGING MARKETS FRONTIER FUND / /

Person

I BETHESDA / Y BETHESDA / A BETHESDA / /

/

Position

MANAGER FUND CLASS / ADVISOR / KING / /

ProvinceOrState

Washington / /

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