DENVER / GREENFIELD / CINCINNATI / LISLE / MINNEAPOLIS / DOWNERS GROVE / SAN ANTONIO / BOSTON / ADDISON / NEW YORK / NEWPORT BEACH / HUNTERSVILLE / WAYZATA / ALBUQUERQUE / BRAWLEY / WHEATON / PARSIPPANY / VALLEY FORGE / PORTFOLIO BOSTON / PORTFOLIO LISLE / SAN DIEGO / MILWAUKEE / CHICAGO / ENFIELD / /
Company
VANGUARD TX MANAGED FUNDS VANGUARD TX MANAGED INTERNATIONAL / Pending-Cleared GLENMEDE FUND INC / WST INVESTMENT TR WST ASSET MANAGER US / Registered SCHRODER / TACTICAL WEALTH FIXED INCOME FUND LP / AXONIC CREDIT OPPORTUNITIES FUND LP / Registered GLENMEDE FUND INC / SUGAR CREEK FINANCIAL CORP / Filed IGNYTA INC / ALLIANCEBERNSTEIN BOND FUND INC / YUKON CAPITAL PARTNERS 2 LP / MFR PARTNERS / FT 4522 LTD / VIRTUS EMERGING / S&P / INVESCO UNIT TR SERIES 1392 GLOBAL / DOW JONES / MORNINGSTAR / AMICI QUALIFIED ASSOC LP / ZEPPELINN ENERGY LP / HOPKINS GOLF INC / Filed CA ETHANOL & POWER LLC / MOUNT EBENEZER MISSIONARY BAPTIST CHURCH ENERPULSE TECHNOLOGIES INC / Registered VANGUARD / MLP & ENERGY OPPORTUNITY FUND INC / /
Event
Dividend Issuance / Debt Financing / /
Facility
SERIES MONUMENT / Securities Division Firm Name Location Date Received File Number Status MONUMENT / /
Organization
STONE RIDGE REINSURANCE RISK PREMIUM INTERVAL FUND MILWAUKEE / NOBLE ROYALTY ACCESS FUND / BAPTIST CHURCH / VOLITILITY FUND / /
Person
GRACE EVANGELICAL LUTHERAN / / /
Position
File Number Status ADVISORS / ADVISORS QUALITY INCOME PORTFOLIO SERIES / ADVISORS / Registered ADVISORS / ADMIRAL / ALLIANCEBERSNTEIN TAX AWARE FIXED INCOME PORTFOLIO ADVISOR / RICHARD BERNSTEIN ADVISORS / MARKETS MULTI CAP EQUITY FUND ADVISOR / /
Product
DURATION PREFERRED PORTFOLIO SERIES 2 WHEATON / PORTFOLIO SERIES 6 WHEATON / /
All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name