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Financial services / Collective investment schemes / National Bank of Greece / Primary dealers / Securities market / Short / Investment banking / Security / Citigroup / Financial economics / Investment / Finance


Division of Trading and Markets No-Action Letter: National Bank of Greece S.A.
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Document Date: 2014-05-08 12:54:21


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File Size: 2,21 MB

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City

Madrid / Moscow / Istanbul / Bangkok / Riyadh / Budapest / Bucharest / Paris / Tokyo / Bratislava / Washington / D.C. / Munich / Casablanca / Amsterdam / Milan / New York City / Hamburg / Hanoi / Abu Dhabi / Shanghai / Perth / Warsaw / Yangon / New York / Sydney / Düsseldorf / Washington / DC / Athens / Ho Chi Minh City / Belfast / Rome / Mannheim / Antwerp / Prague / Beijing / Frankfurt / London / Doha / Brussels / NW Washington / /

Company

NBG Securities S.A. / NBG Group / The Bank of New York Mellon / NBG Asset Management Mutual Funds S.A. / NBG Asset Management / ofNBG Securities / New York Stock Exchange / ifNBG Securities / Barbara Stettner Allen & Overy LLP / NBG Asset Management Luxembourg S.A. / Allen & Ove ry LLP / Managed Funds / Asset Managers / NBG Share Derivatives / Allen & Overy LLP / Athens Stock Exchange / National Bank of Greece S.A. / /

Country

Bulgaria / Macedonia / United Kingdom / Wales / Romania / Serbia / Turkey / United States / Luxembourg / Greece / /

Currency

USD / EUR / /

Event

Funding / Product Issues / M&A / Product Recall / General or Shareholder Meeting / /

Facility

Bishops Square / /

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IndustryTerm

important market maker / broker-dealer subsidiary / customary facilitation services / market makers / investment banking / bank / financial services / retail banking / multi-jurisdictional law / asset management / private banking / market maker / /

MarketIndex

ASE General / ASE Banking / /

Organization

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON / DC / Solicitors Regulation Authority of England and Wales / Federal Reserve Bank of New York / Division of Trading and Markets Securities and Exchange Commission / European Union / Securities and Exchange Commission / Bank of Greece / DIVISION OF May7 / Division of Trading and Markets / Commission's Division of Trading and Markets / Hellenic Financial Stability Fund / /

Person

Josephine J. Tao / /

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Position

broker / Assistant Director Attachment / General / principal executive offices / pension fund Asset Manager / Asset Manager / counsel / ASE General / consultant / /

Product

Subsidiaries / /

ProgrammingLanguage

DC / /

ProvinceOrState

New York / Dubai / Washington / DC / /

SocialTag