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Compliance Notices Best Execution Order routing decisions are based on a number of factors including the size of the order, latency, average fill size, fill ratios, the opportunity for price improvement and the quality o
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Document Date: 2014-06-12 05:24:00

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File Size: 335,30 KB

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Company

Investor Protection/Education Bloomberg Tradebook LLC. / Bloomberg Tradebook Systems / Bloomberg Tradebook LLC. / CDCC / SetClear Pte Ltd. / Credit Agricole Securities (USA) Inc. / Insider Trading / Account Protection Bloomberg Tradebook LLC. / Bloomberg LP. / Contemporaneous / Credit Suisse / Financial Industry Regulatory Authority / Securities Investor Protection Corporation / /

Continent

Asia / North America / Europe / /

Country

United States / /

Currency

USD / /

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Event

Person Communication and Meetings / M&A / /

Facility

Bloomberg Terminal / /

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IndustryTerm

extended hours trading systems / bank / fraudulent devices / /

Organization

Commodity Futures Trading Commission / National Futures Association / Background Affiliation Status Information Center / U.S. Securities and Exchange Commission / FINRA / Compliance Department / NFA's Background Affiliation Status Information Center / Securities and Futures Commission of Hong Kong / Securities and Exchange Commission / /

Person

John Byrne / Abel Noser / Gary Stone / Check / /

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Position

Large Trader / Broker / Director of Strategy / designated broker / broker /dealer / Broker Dealer / contractor / Bloomberg Tradebook Sales Trader / /

Product

Professional Service / /

Region

Asia Pacific / /

URL

http /

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