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Financial system / Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Wells Fargo / Insider trading / Securities Exchange Act / Securities and Exchange Commission / Security / Stock market / Economics / United States securities law


SEC Complaint: Walter D. Wagner and Alexander J. Osborn
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Document Date: 2014-04-03 13:25:12


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File Size: 102,58 KB

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City

Tucson / Rockville / Washington / DC / Baton Rouge / Alexandria / /

Company

Providence Service Corporation / Wells Fargo Securities LLC / Industrials Investment Banking / The Shaw Group Inc. / USAA Investment Management Company / New York Stock Exchange / Wagner Wells Fargo Securities / Chicago Bridge & Iron Company N.V. / /

Country

Netherlands / /

Currency

USD / /

Event

Funding / M&A / Person Communication and Meetings / Judicial Event / Earnings Announcement / /

IndustryTerm

energy industry / finance industry / real estate financing / technology services / capital market services / community-based social services / non-emergency transportation services / risk management services / investment banking / financial and corporate advisory services / investment banking personnel / /

MarketIndex

NASDAQ 100 / /

Organization

Greenbelt Division / UN Court / U.S. Merchant Marine Academy / Securities and Exchange Commission / /

Person

ALEXANDER J. OSBORN / WALTER D. WAGNER / JURY DEMANDED / John W. Femenia / /

Position

broker / Commission-registered broker-dealer / /

ProvinceOrState

Virginia / Maryland / Louisiana / Delaware / Montgomery County / Arizona / New / /

SocialTag