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Government / Public administration / Economics of regulation / Financial regulation / Self-regulatory organization / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities Exchange Act / Regulation / Administrative law / United States securities law / Law


JEFFREY T. BROWN Senior Vice President Office of Legislative and Regulatory Affairs 555 12th Street, NW Suite 740N Washington, DC[removed]tel[removed]fax[removed]
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Document Date: 2005-03-14 14:25:03

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City

Washington / DC / Washington / D.C. / /

Company

JEFFREY T. BROWN / Charles Schwab & Co. Inc. / Schwab / /

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IndustryTerm

private banking / personnel infrastructure / data processing / market data systems / retail / retail brokerage / registered bank / retail investors / /

Organization

Regulatory Oversight Committee / United States Securities and Exchange Commission / JEFFREY T. BROWN Senior Vice President office of Legislative and Regulatory Affairs / Federal Reserve Board / National Association of Securities Dealers / NASD / /

Person

Annette L. Nazareth / Robert L. D. Colby / Katz / /

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Position

Deputy Director / Division of Market Regulation / Chairman / Commissioner / Director / Division of Market Regulation Robert L. D. Colby / Secretary / Chief Regulatory Officer / Director / Division of Market Regulation / /

ProgrammingLanguage

DC / /

Technology

186868 v1 Processors / /

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