Morgan Keegan & Company / Morgan Keegan / Financial Industry Regulatory Authority / Morgan Asset Management / /
Currency
USD / / /
Event
Business Partnership / Judicial Event / /
IndustryTerm
investment products / /
Organization
office of the Mississippi / States’ Fund / Insurance Securities Division / SEC Atlanta Regional Office / Insurance / U.S. Securities and Exchange Commission / States’ task force / Tennessee Department of Commerce / Securities Division / Kentucky Department of Financial Institutions / Alabama Securities Commission / Department of Commerce / SEC Fair Fund / Fair Fund / /
Person
Delbert Hosemann / Robert Khuzami / Christopher Garrett / Brad Bennett / Julie Mix McPeak / Michele F. Wood / William P. Hicks / Alan Wilson / James Kelsoe / Brian B. Sullivan / Joseph P. Borg / Gary S. Stringer / Dan Lord / Mark Plowden / Kelly May / Pamela Weaver / / /
Position
officer / director / manager Phone / manager / broker / Deputy Communications Director / Director Phone / Communication / auditor / Secretary of State / Director of Communications Phone / Director / Enforcement / Attorney General & Securities Commissioner / Governor / Director / Commissioner / general counsel and chief compliance officer / Regional Director / representative / Attorney General / independent auditor / Executive Vice President and Enforcement Director / adviser / Public Information Officer / Public Affairs manager / Director Phone Communication / Director Enforcement / /
Morgan Keegan and Morgan Asset Management agree to $200 Million Settlement with State and Federal Regulators (June 22, 2011) Joseph P. Borg, Director of the Alabama Securities Commission; Charles A. Vice, Commissioner of