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Financial system / Finance / Auction rate security / Bonds / Morgan Keegan & Company / U.S. Securities and Exchange Commission / Keegan / Short / Jim Kelsoe / Regions Financial Corporation / Financial economics / Securities


ALABAMA SECURITIES COMMISSION 770 Washington Ave., Suite 570 Montgomery, Alabama[removed]Mail: Post Office Box[removed]Telephone: ([removed]or[removed]Fax: ([removed]Email: [removed] Website:
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Document Date: 2009-07-21 17:17:54

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File Size: 86,58 KB

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City

Memphis / Birmingham / Montgomery / /

Company

Auction Rate Securities C. Failed / Disclose Material Facts / Regions Financial Corporation / Morgan Keegan / /

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Event

M&A / /

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IndustryTerm

brokerage subsidiary / retail customers / /

Organization

ALABAMA SECURITIES COMMISSION / Post Office / U.S. Securities and Exchange Commission / /

Person

Joseph P Borg / Dan Lord / /

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Position

Director / adviser / Public Affairs Manager / /

ProvinceOrState

Tennessee / Alabama / /

URL

www.asc.alabama.gov / /

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