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Sanction Payment Status Report as of September 30, 2014 Respondent Adams, Timothy Advantage Financial Group Inc. Allen, John Alexander
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Document Date: 2014-10-23 12:53:05


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File Size: 40,62 KB

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Company

IPC Investment Corporation / Baie Chedabucto Bay Investment Fund Limited / Alexander Global Maxfin Investments Inc. / Northeastern Community Investment Incorporated / Olympian Financial Inc. / Chan / Mario McLaughlin-Weir / Trevor Wayne Homburg Invest Inc. / Oxford Investment Holdings Inc. / Russel Dan Keybase Financial Group Inc. / Raymond G. Credential Asset Management Inc. / Hermes Clarke Inc. / Desjardins Financial Security Investments Inc. / Innovation Advisors Ltd. / John Alexander Atlantic Industrial Minerals Incorporated / L. John EBI Electronic Benefits Inc. / GlobeInvest Capital Management Inc. / Quintin Earl Stuckless / Andrew / Robert Ernest Ucore Rare Metals Inc. Union Securities / Geosam Investments Limited / Timothy Advantage Financial Group Inc. / Jay C.S.T. Consultants Inc. / Everett R. TradeStation Securities Inc. / John George Canaccord Capital Corporation / Christopher Royal Roads Corp. / Glooscap Wind Field Inc. / Carol Medmira Inc. National Bank Financial / Trusthouse Mercantile Inc. / Northumberland Wind Field Inc. / A.J.R. Leonard Consulting / River John Oceanfront Resorts Ltd. / Bruce Patrick (Order No. 1; Order No. 2) Scotia Securities Inc. / Canaccord Capital Corporation / Taura Irene Quadrus Investment Services Ltd. / optionsXpress Inc. / R. Blois Courtney / IPC Securities Corporation / Select Money Strategies Incorporated / Investors Group Financial Services Investors Group Financial Services Inc. / Helical Corporation Inc. / /

Person

Steven Jules / Eric Cecil Hill / James A. Sponagle / Larry Enos Bevis / Evangeline Wind / Douglas Allen Johnson / Bruce Elliott Clarke / Horace Hicks / Jeremiah David Leonard / William Getta / Randall Evangeline / J. Arnold Keogan / Paul Brian Brown / Christopher John Black / Dennis MacDermott / Michael Dennis / Steven Elliott Colpitts / Gregory Matthew During / al Lynch / Neil Bowser / /