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Government / Law / Corporate crime / U.S. Securities and Exchange Commission / Investment Advisers Act / Securities and Exchange Commission / Securities Act / Investment Company Act / Oral argument in the United States / United States securities law / 76th United States Congress / Financial regulation


John P. Flannery and James D. Hopkins
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Document Date: 2014-04-30 14:16:06

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File Size: 79,58 KB

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City

Washington / DC / /

Country

United States / /

Organization

Division of Enforcement / Securities and Exchange Commission / office of the Secretary / /

Person

JAMES D. HOPKINS / Jill M. Peterson / JOHN P. FLANNERY / /

Position

Secretary / Assistant Secretary / Counsel / counsel for the Respondents / /

ProvinceOrState

Nebraska / /

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