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Administrative Proceeding: John P. Flannery, and James D. Hopkins
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Document Date: 2010-09-30 11:30:34

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File Size: 127,20 KB

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City

Wellesley / Boston / Scituate / /

Company

State Street Bank / SSgA Funds Management Inc. / Trust Company / Delta Airlines / Hopkins / State Street Corporation / /

Continent

North America / Americas / /

Country

United States / /

Currency

USD / /

Event

Company Expansion / Reorganization / Bankruptcy / M&A / Funding / Security Buyback / /

IndustryTerm

advisory services / shareholder communications / internal advisory groups / executive management / internal advisory / bank-managed collective trust fund / bank / overall management / investor communications / /

MarketIndex

ABX / /

Organization

US Federal Reserve / Limited Duration Bond Fund / Division of Enforcement / Securities and Exchange Commission / /

Person

JOHN P. FLANNERY / P. FLANNERY / JAMES D. HOPKINS / /

Position

chief investment officer / manager of this advisory group / manager / head of product engineering / Salesman / head / product engineer / chief investment officer of the Americas / investment adviser / representative / registered adviser / manager of funds / member / /

ProvinceOrState

Massachusetts / /

Technology

alpha / /

SocialTag