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United States Securities and Exchange Commission / 73rd United States Congress / United States securities law / Fixed income securities / Structured finance / Securities Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Asset-backed security / Financial economics / Finance / Investment


President JOHN M. MCNALLY Washington, DC President-Elect
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Document Date: 2010-11-22 15:09:39


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City

Pittsburgh / /

Company

Regulation AB / MRB / Touche Ross & Co. / Credit Suisse / Brown & Williamson Tobacco Corp. / Governmental Affairs VICTORIA / MA Immediate Past / /

Country

United States / /

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Event

M&A / Security Buyback / Bankruptcy / /

Facility

Investment Company Institute / Tower Amendment / Tower Amendment.7 The Tower Amendment / Practicing Law Institute / /

IndustryTerm

tax law requirements / tax law compliance / insurance programs / finance subsidiary / municipal finance / federal tax law requirements / municipal securities applications / federal insurance / structured finance / municipal securities brokers / law affecting public finance / federal tax law / /

NaturalFeature

Lake Erie R.R. / /

Organization

Practicing Law Institute / Supreme Court / National Association of Bond Lawyers / Government Accountability Office / NABL Securities Law and Disclosure Committee / Congress / UN Court / Investment Company Institute / FDA / Committee of Conference / Securities and Exchange Commission / NABL Board of Directors / /

Person

Elizabeth M. Murphy / Karrie McMillan / KENNETH R. ARTIN / BRENDA S. HORN / CLIFFORD M. GERBER / JOHN M. MCNALLY / KRISTIN H.R. FRANCESCHI / LINDA H. WYMAN / KIMBERLY A. CASEY / KATHLEEN C. MCKINNEY / SCOTT R. LILIENTHAL / Robert A. Fippinger / ANTONIO D. MARTINI / Teri M. Guarnaccia / /

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Position

Comptroller General of the United States / President / securities broker / General Counsel / Secretary / municipal securities dealer / Chief Operating Officer / Director / Treasurer / /

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