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Finance / Central Securities Depositories / Payment systems / Self-regulatory organizations / Charles Schwab Corporation / Depository Trust & Clearing Corporation / Schwab / U.S. Securities and Exchange Commission / Financial economics / Financial system / Securities


Via Electronic Delivery April 14, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W.
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Document Date: 2004-05-13 14:04:51

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File Size: 65,97 KB

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City

Washington / D.C. / /

Company

The Charles Schwab Trust Company / U.S. Trust Securities / Charles Schwab & Co. Inc. / The Depository Trust Company / Schwab Capital Markets L.P. / CyberTrader Inc. / U.S. Trust Corporation / The Charles Schwab Corporation / /

Event

Product Issues / Product Recall / /

IndustryTerm

market maker / active traders / /

Organization

U.S. Securities and Exchange Commission / NASD / /

Person

Katz / /

Position

Custodian / Investment Manager / and broker/dealer / Maurisa Sommerfield Executive Vice President / Secretary / Custodian and Trustee / broker /dealer / /

Product

Certificates / /

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