telephone communications / financial services / investment banks / corporate and public finance / telephone communication / /
Organization
MSRB / Investment Banker’s Association / Association of Stock Exchange Firms and the Investment / Federal Communications Commission / United States Securities and Exchange Commission / Securities Industry Association / SIA State Telemarketing Subcommittee / U.S. Securities and Exchange Commission / Bureau of Labor Statistics / State Regulation and Legislation Committee of the Securities / office of General / NASD / /
Person
James Y. Chin / Annette L. Nazareth / Brian J. Woldow / Katz / Diane G. Klinke / Gary L. Goldsholle / / /
Position
broker-dealer / financial advisor / broker dealer / Staff Advisor / General Counsel / Municipal Securities / broker / Director and Counsel / client and financial advisor / Director / Division of Market Regulation / dealer / Secretary / Counsel / Regulatory Policy and Oversight / clearing broker / Assistant Director / Division of Market Regulation / /
September 17, 2003 VIA ELECTRONIC MAIL Mr. Jonathan G. Katz Secretary United States Securities and Exchange Commission