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VIA: FEDERAL EXPRESS November 4, 2003 Mr. Jonathan Katz, Secretary Securities and Exchange Commission 450 5th Street, NW Washington, DC 20549
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Document Date: 2004-05-19 13:27:36

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Company

Stock ABCD / Standard & Poors Inc. / S&P / Citigroup Global Capital Markets Inc. / American Stock Exchange / Citigroup Inc. / Cincinnati Stock Exchange / /

Currency

USD / cent / /

Event

FDA Phase / M&A / /

Facility

Alternative Display Facility / /

IndustryTerm

index products / adequate regulatory infrastructure / owned subsidiary / retail firms / media outlets / appropriate regulatory systems / retail orders / market maker / institutional and retail investors / adequate technology capacity / technology challenges / /

MarketIndex

S&P 500 / S&P / NASDAQ 100 / Russell 1000 / /

Organization

Securities and Exchange Commission / /

Person

John F. Malitzis / Jonathan Katz / David Weisberger / /

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Position

broker / Managing Director / General Counsel / Secretary / broker /dealer / /

Product

Nasdaq UTP / /

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