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October 31, 2005 VIA ELECTRONIC MAIL Mr. Jonathan G. Katz Secretary United States Securities and Exchange Commission 100 F Street, NW
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Document Date: 2005-11-01 16:00:22

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Company

Ameritrade Inc. / Ameritrade Holding Corporation / Counter Equity Securities / Securities Dealers Inc. / NASD’s / /

IndustryTerm

market maker / electronic communications network / financial services / retail / self-directed broker / them with tools / retail investors / /

Organization

National Association of Securities Dealers / United States Securities and Exchange Commission / US Federal Reserve / /

Person

Phylis M. Esposito / Jonathan G. Katz / /

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Position

vocal critic / Executive Vice President / Chief Strategy Officer / Secretary / self-directed broker / /

Product

Order Handling Rules / /

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