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April 14, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W.
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Document Date: 2005-04-18 16:14:23


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City

Washington / D.C. / /

Company

Citigroup Global Markets Inc. / Other Debt Securities / Specified Institutional Trade / Except Municipal Securities / Regulatory Policy / /

Country

United States / /

Organization

Bond Market Association / Securities Industry Association / US Federal Reserve / office of Market Supervision / U.S. Securities and Exchange Commission / Income Committee / Division of Market Regulation Chester S. Spatt / NASD / Municipal Securities Rulemaking Board / /

Person

Edward F. Greene / Lynnette Hotchkiss / Annette L. Nazareth / Stephen I. Luparello / Oversight Marc Menchel / Jonathan G. Katz / Robert L.D. Colby / Giovanni P. Prezioso / Mary L. Schapiro / Paul Saltzman / Oversight Douglas Shulman / John J. Brennan / R. Gerald Baker / George P. Miller / Elizabeth King / Margaret H. McFarland / Lee B. Spencer / Jr. / Chester S. Spatt / Joseph A. Sullivan / Marjorie Gross / Robert R. Glauber / /

/

Position

General Counsel / Regulatory Policy / Senior Vice President and Associate General / Deputy Director / Division of Market Regulation Elizabeth King / Associate Director / President / Regulatory Policy and Oversight Marc / Counsel / Vice Chairman / Director of Fixed Income Securities Examinations and Staff Liaison / Chairman / President / Chairman and Chief Executive Officer / Commissioner / Senior Vice President and Regulatory Counsel / Chief Economist / Office / Executive Vice President / Director / Division of Market Regulation Robert L.D. Colby / Deputy Director / Division of Market Regulation Elizabeth King / Vice President / Market Regulation / dealer / General Counsel / Secretary / Deputy Secretary / /

URL

www.nasd.com/web/groups/rules_regs/documents/rule_filing/nasdw_010730.pdf / www.nasd.com/web/groups/rules_regs/documents/rule_filing/nasdw_000053.pdf / /

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