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Finance / Financial markets / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / E-Trade / U.S. Securities and Exchange Commission / Broker-dealer / Selling away / Financial economics / United States securities law / Financial system


€+TRADE FINANCIAL February 11,2004 Jonathan G. Katz
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Document Date: 2004-02-20 07:57:40

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City

Washington / DC / /

Company

E*TRADE / E*TRADE Securities LLC / E*TRADE Brokerage Holdings Inc. / E*TRADE Financial Corp. / New York Stock Exchange / NASD’s / See E*TRADE Brokerage Holdings Inc. / /

Facility

Inc. Ballston Tower / /

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IndustryTerm

supervisory systems / /

Organization

Audit Committee / Bond Market Association / U.S. Securities and Exchange Commission / Legal Division / NASD / Securities Industry Association / /

Person

Laura Sing / Uificer Ce / Paul A. Merolla / Jonathan G. Katz / George R. Kramer / Paul Saltzman / /

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Position

Chief Compliance Officer / CEO / Vice President and General Counsel / Secretary / Chief Executive / Proposed Chief Compliance Officer and Chief Executive / /

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