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Financial markets / Financial regulation / Short / Short selling / Institutional investor / U.S. Securities and Exchange Commission / Yield spread premium / Private money investing / Financial economics / Investment / Finance


Christopher Wassink Graduate Student, Marshall School of Business, USC 6847 Cardinal Court Chino, CA[removed]April 3, 2005 Mr. Jonathan G. Katz
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Document Date: 2005-04-28 15:55:36

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City

Washington / D.C. / /

Currency

USD / /

Facility

Business University of Southern California / /

IndustryTerm

retail investor / retail investors / /

Organization

Marshall School of Business University of Southern California / U.S. Securities and Exchange Commission / Marshall School of Business / /

Position

dealer / broker / broker for the same investment / Jonathan G. Katz Secretary / particular dealer / /

ProvinceOrState

California / Southern California / /

Region

Southern California / /

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