E. Transition Period The Institute / The Investment Company Institute / Investment Company Institute / The Institute / /
IndustryTerm
directed brokerage / insurance agents / supermarket services / fund brokerage / execution services / telephone call centers / fund supermarket / investment-related services / printing / ongoing administrative services / fund administrative services / services / fund communications / shareholder services / voice-response systems / /
Organization
House Subcommittee on Capital Markets / U.S. Securities and Exchange Commission / Commission’s Division of Investment Management / Investment Company Institute / US Federal Reserve / office of Economic Analysis / NASD / /
Person
Joel H. Goldberg / Matthew P. Fink / John D. Rea / Paul F. Roye / Brian K. Reid / Katz / Gregory N. Bressler / Richard H. Baker / Philip L. Kirstein / William H. Donaldson / /
Position
principal underwriter / President / Broker / independent director / Secretary / Director / Division of Investment Management / broker-dealer / chief compliance officer / official / Chairman / investment adviser / financial adviser / prominent industry critic / adviser / mutual fund adviser / /