Financial Market Integrity / Affiliated Securities / New York Stock Exchange / prohibiting SRO / Rittenhouse Linda L. Rittenhouse Senior Policy / Boston Stock Exchange / /
Country
United States / / /
Event
Reorganization / /
Facility
With headquarters / CFA Institute / /
IndustryTerm
regulatory subsidiary / regulatory systems / /
Organization
Congress / Regulatory Oversight Committee / Self-Regulatory Organizations / Compensation Committee / CFA Institute / Fair Administration / Audit Committee / Governance Committee / U.S. Securities and Exchange Commission / CFA Centre for Financial Market Integrity / Association for Investment Management and Research® / /
Person
Katz / Kurt N. Schacht / Rebecca T. McEnally / / /
Position
separate CEO / Executive Director / independent Regulatory Oversight Officer / lead director / director / Chairman and CEO / member of the board / Director / Capital Markets Policy Group / representative / Analyst / independent legal counsel / Secretary / Chartered Financial Analyst / member of the board of directors / Chief Regulatory Officer / chairman of the board / /
14 March 2005 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W., Stop 6-9 Washington, D.C[removed]