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Financial services / Funds / Collective investment schemes / 76th United States Congress / Mutual fund / Investment management / Portfolio manager / Financial adviser / Active management / Financial economics / Investment / Finance


May 26, 2004 Jonathan G. Katz, Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C[removed]
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Document Date: 2004-05-27 15:30:22


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City

Malvern / /

Company

Vanguard Explorer Fund / Subadvised Funds / Vanguard Group Inc. / Portfolio Holdings / /

Country

United States / /

Currency

USD / /

Event

Funding / /

IndustryTerm

investment advisory services / fund management / /

Organization

Associate Director Division / U.S. Securities and Exchange Commission / US Federal Reserve / /

Person

Jonathan G. Katz / Paul F. Roye / Susan Nash / Heidi Stam Heidi Stam / Timing / John J. Brennan / R. Gregory Barton / Selective Disclosure / /

Position

manager of a state municipal bond fund / manager of an aggressive equity fund / principal underwriter / portfolio manager / manager conduct / manager / Chairman and Chief Executive Officer / fund director / manager information / manager disclosure data / Secretary / designated chief compliance officer / same portfolio manager / manager of managers funds / director in certain transactions / Chairman / Director / Commissioner / fund and mutual fund adviser / manager employees / investment adviser / portfolio manager managing multiple accounts / manager conflicts / Manager Transparency / Managing Director and General Counsel / registered investment adviser / registered adviser / adviser / manager compensation structure / /

ProvinceOrState

Pennsylvania / /

RadioStation

Katz / /

SocialTag