Dechert LLP / Certain Mutual Funds / Raymond James / Vogel Securities Inc. / Raymond James Financial / INVESTMENT ADVISERS AND MUTUAL FUNDS / /
Country
United States / /
Currency
USD / / /
IndustryTerm
variable life insurance policies / insurance / targeted services / important services / fund products / investment banks / corporate and public finance / services / shareholder services / /
Movie
The purchase price / /
Organization
SEC DIVISION OF INVESTMENT MANAGEMENT REGULATION / Division of Investment Management Associate Director Robert E. Plaze / Securities Industry Association / Senate Banking Committee / Overview Fund / Investment Banker's Association / Congress / SEC OFFICE OF COMPLIANCE / Association of Stock Exchange Firms and the Investment / Senate Committee on Banking / Housing and Urban Affairs / Division of Investment Management Deputy Director Cynthia M. Fornelli / Senate Subcommittee on Financial Management / The Budget and International Security / Bureau of Labor Statistics / SEC DIVISION OF INVESTMENT MANAGEMENT / Securities and Exchange Commission / NASD / Historical Overview Fund / /
Person
Jonathan G. Katz / Paul F. Roye / Penelope W. Saltzman / George R. Kramer / Marc E. Lackritz / Cynthia M. Fornelli / Chet Helck / Robert E. Plaze / Hester Peirce / Paul Roye / /
Position
principal underwriter / Counsel / President / Vice President Associate / broker / General Counsel and Secretary / Acting General Counsel / Secretary / MARKET STRUCTURE AND DEALER OPERATIONS / Director / Division of Investment Management / broker-dealer / Commissioner Director / Chairman / Commissioner / Banker / Director Division of Investment Management / /
Via Electronic Mail – [removed] May 10, 2004 Jonathan G. Katz Secretary