![Financial markets / Financial services / Collective investment schemes / Mutual fund fees and expenses / Broker-dealer / Mutual fund / Net capital rule / Exchange-traded fund / Financial economics / Investment / Finance Financial markets / Financial services / Collective investment schemes / Mutual fund fees and expenses / Broker-dealer / Mutual fund / Net capital rule / Exchange-traded fund / Financial economics / Investment / Finance](https://www.pdfsearch.io/img/161ba4e5a7d183295ad4525ab7e4a371.jpg)
| Document Date: 2004-05-12 17:28:36 Open Document File Size: 212,47 KBShare Result on Facebook
City Washington / DC / / Company E*TRADE / Investment Company Rule / E*TRADE Securities LLC / E*TRADE Financial Corporation / / Facility Safe Harbor / / IndustryTerm banking / financial products / federal law / retail brokerage services / search tools / mutual fund supermarkets / owned subsidiary / on-line access / / Organization Division of Investment Management Appendix Proposed Amendment / U.S. Securities and Exchange Commission / / Person Paul F. Roye / Katz / / Position broker-dealer / principal underwriter / registered broker-dealer / President and Chief Operating Officer / dealer / Secretary / Director / broker / / RadioStation Katz / /
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