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May 11, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC[removed]
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Document Date: 2004-05-12 17:28:36

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File Size: 212,47 KB

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City

Washington / DC / /

Company

E*TRADE / Investment Company Rule / E*TRADE Securities LLC / E*TRADE Financial Corporation / /

Facility

Safe Harbor / /

IndustryTerm

banking / financial products / federal law / retail brokerage services / search tools / mutual fund supermarkets / owned subsidiary / on-line access / /

Organization

Division of Investment Management Appendix Proposed Amendment / U.S. Securities and Exchange Commission / /

Person

Paul F. Roye / Katz / /

Position

broker-dealer / principal underwriter / registered broker-dealer / President and Chief Operating Officer / dealer / Secretary / Director / broker / /

RadioStation

Katz / /

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