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May 22, 2004 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed]
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Document Date: 2004-05-25 15:55:02

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File Size: 185,22 KB

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City

Omaha / /

Company

Exchange Traded Funds / Insurance & Government Sponsored Enterprises / Securities America Advisors Inc. / Owning Mutual Funds / 8 Securities America Inc. / Ariel Mutual Funds / Securities America Inc. / /

Country

United States / /

Currency

USD / /

Facility

Investment Company Institute / /

IndustryTerm

ongoing services / Advisory services / distribution-related services / less management / account applications / /

OperatingSystem

DOS / /

Organization

Investment Company Institute / Securities Industry Association / Strategic Insight Mutual Fund Research Center / Congressional Subcommittee / U.S. Securities and Exchange Commission / NASD / U.S. General Accounting Office / Republicans / /

Person

John Bogle / David Geracioti / Stuart Strachan / Jonathan G. Katz / Richard Baker / D. Bruce Johnsen / Fitzgerald / Hill / David O. Spinar David / /

Position

broker-dealer / Vice President and Chief Compliance Officer / financial advisor / advisor / Financial advisors / Registered Rep / President / Advisors / broker / Registered Broker/Dealer / Representative / Secretary / /

ProvinceOrState

Nebraska / /

URL

http /

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