Citigroup Global Markets Inc. / Barclays Capital Inc. / Advisors LLC / Lincoln Financial Securities Corporation / Citi International Financial Services LLC / Fairbridge Capital / IFS Securities 1667 Kovack Securities Inc. / First Bank Puerto Rico Securities Corp. / Fenner & Smith Incorporated / Agustin Cabrer Transamerica Financial Advisors Inc. / Starlight Securities Inc. / Stanley & Co. LLC / State Street / Merrill Lynch / Cetera Advisor Networks LLC / MIP Global Inc. / Financial Services Inc. / UBS Financial Services Incorporated / PR Universal Financial Services Inc. / S. Capital / VAB Financial LLC / First Southern Securities LLC / Charles Schwab & Co. Inc. / Greenwood Village CO / Herbert J. Sims & Co. Inc. / MML Investors Services LLC / Oriental Financial Services Corp. / Voya Financial Advisors Inc. / /
Country
Puerto Rico / /
Facility
San Roberto Street Oriental Group Tower / Blanco Bldg. / Harbor Boulevard Weehawken NJ / City View Plaza Tower / / /
Person
Beatriz E. Torres / Fernando A. Navarro Patrick / John C. Gavin / E. Torres Genevieve Freda / C. Gavin Eduardo Prado / Roosevelt / Patrick J. Caulfield / Hector Lafitte / Beverly Neilson Moises Valladares / Bryant Park / Armando D. Silva / / /
As of: [removed]COMMISIONER OF FINANCIAL INSTITUTIONS BROKER DEALERS REGISTERED AND WITH OFFICES IN PUERTO RICO NAME AXA Advisors, LLC